HB0031            Uniform Securities Act.

Sponsored by: Joint Corporations, Elections & Political Subdivisions Interim Committee

AN ACT relating to the Uniform Securities Act; adopting uniform revisions relating to general provisions, exemptions from registration of securities, registration of securities, notice filing of federal covered securities, broker-dealers, agents, investment advisers, investment adviser representatives, federal covered investment advisers, fraud, liabilities, administration, judicial review and transition to the act; conforming related provisions; providing for an appropriation; authorizing an additional position as specified; granting rulemaking authority; and providing for effective dates.

---